This targeted symposium provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention. Our speaker faculty will share their expertise in a wide range of topics, including addressing regional compliance challenges. Take advantage of the small group format and take away valuable tools and techniques to share with your team.

Agenda-at-a-glance

Pricing

Discounts are available for groups of 3 or more. Please contact asia@acams.org for details.
*Discounts cannot be combined

Keep Me Updated about the Agenda

The financial crime ecosystem continues to evolve at record pace, and while new technologies and new channels increase opportunities for engagement, they also bring new opportunities for crime. At the same time, customer expectations for real-time, Omni-channel engagement continue to rise. Financial institutions have to improve their approach, not only to protect themselves from risk, but also to provide their customers with fast, safe and reliable services that fit with the pace of their lives.

We will discuss challenges and trends in the market, strategic considerations for managing these challenges, and how key technologies and best practices can be combine to improve your approach to mitigation.

Learning Objectives

• Exploring drivers and trends in the AML marketplace, including challenges with KYC, Trade Based Money Laundering, Artificial Intelligence, Machine Learning, human trafficking and more
• Key strategic considerations for balancing financial crime challenges
• Understanding how to balance customer experience and risk management in the new world of money laundering

Speakers

• Claude Baksh, CAMS

• Chief Compliance Officer; Chief Privacy Officer and Chief AML Officer
• Computershare

• Andrew Davies

• Vice President, Global Market Strategy, Financial Crime Risk Management
• Fiserv

Bio

Andrew Davies is vice president of global market strategy for the Financial Crime Risk Management business line at Fiserv. In this role, he works with Fiserv customers around the world to design and deploy effective risk management solutions to mitigate financial crime risks with particular focus on compliance, money laundering and fraud. He is also responsible for seeking new markets and applications for the company’s financial crime detection and prevention solutions.

Davies joined Fiserv in 2007 through the acquisition of NetEconomy. He has worked in the software industry for more than 20 years supporting many of the world’s largest financial institutions, both private and public. Davies’ experience covers real-time payments, front-office trading, risk mitigation of financial crime risk, settlement risk and more.

Davies previously worked for Logica and Nomura, the Japanese bank, in London prior to moving to the U.S. He worked on many diverse programs including secure U.K. government projects, distribution systems, trading systems, derivatives pricing projects, and SWIFT connectivity for payment systems. Since moving to the U.S., he has concentrated on financial crime detection systems and has worked with a variety of institutions to deploy such systems including the Federal Reserve Bank of New York, the Continuous Linked Settlement Bank, ABN AMRO, Manulife Financial, RBS Citizens Bank, Deutsche Bank and the Bank of Tokyo-Mitsubishi.

Davies studied pure mathematics and computer science at the University of Wales. He is a Certified Anti-Money Laundering Specialist and has worked with customers in the Americas, Europe and Asia. He is a respected industry speaker and author having presented at SIBOS and ABA events and has contributed to articles in the American Banker and Credit Union Journal, among other publications

Who Should Attend

• Compliance Personnel
• General Counsel
• Technology Officers
• Industry Consultants

Region/Industry

• Technology
• Global
• Financial Institutions

This targeted one-day seminar provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention. Take advantage of the small group format and take away valuable tools and techniques to share with your team.

Our speaker faculty will share their expertise in a wide range of topics, including addressing regional compliance challenges, effective sanctions management, and an interactive workshop on implementing risk assessment processes.

ACAMS 的全球系列研讨会以增强合规计划、强调实务技能分享而着称。小型研讨会的模式特别注重全体与会者的互动讨论。

今年的研讨会为期一天，我们的专家讲者将集中介绍近一年来国内当前监管关注的合规挑战、制裁管理方面的议题，并以互动工作坊的形式探讨风险为本的反洗钱合规制度。

Agenda-at-a-glance 主要议题

Simultaneous Translation between English & Mandarin Chinese will be provided
(提供英中同传翻译)

Pricing 价钱

Download Agenda 取得会议议程

Exhibitor参展商

安永会计师事务所 Ernst & Young

The right combination of management structure with leading edge technology can streamline your global watch list management, reducing noise in your screening process.

Managing any global data process can be challenging – managing the variety of lists employed in your screening process is no exception. Whether you’re a large multi-national with lists spanning numerous countries or a financial institution (FI) trying to organize a set of lists in one region—the complexities of watch list management can add significant costs and inefficiency that overwhelm your staff and systems.

Many financial institutions struggle with ad hoc management of a decentralized process. For example, local branches have relationships with local vendors and often create local lists, leading to substantial variability and duplication across the enterprise. This duplication creates regulatory risk as there is no clear view of what is being screened across the organization to show to auditors. Beyond the regulatory risk, the data inconsistencies can be a root cause of false positives due to imprecise matching.

Join the experts at Pitney Bowes to learn about best practices and innovative approaches to watch list management that will help standardize program management and improve overall data quality to drive better outcomes of your Sanctions Screening and Watch List Filtering processes.

Learning Objectives

• Alleviating various pitfalls and challenges FIs face in watch list management
• Reviewing best practice approaches and technologies to improve watch list management
• Understanding quantifiable benefits you can achieve through better watch list data quality

Who Should Attend

• Compliance Personnel
• General Counsel
• Technology Officers
• Industry Consultants

Region/Industries

• Technology
• Global
• Financial Institutions

Speaker

• Jim Burnick

• Financial Services Managing Director
• Pitney Bowes

This targeted one-day symposium provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention. Our speaker faculty will share their expertise in a wide range of topics, including regional regulatory updates, FinTech & Cybercrime AML compliance challenges, and an interactive workshop on beneficial ownership determination.

In addition, a CAMS Examination Preparation Seminar will be available on 25 February at the same venue. The seminar will be complimentary to the Mumbai Symposium attendees who have purchased the CAMS Certification Package.

Attendees will receive 6 Continuing Educational CAMS Credits by attending the symposium. Joining the CAMS Preparation Seminar will get extra 6 Continuing Educational CAMS Credits.

Please contact asia@acams.org for more detail.

Agenda-at-a-glance

Pricing

Download Agenda

Speaker Faculty

• David J. A. Cope

• Managing Director & Head of Financial Crime Compliance
• Goldman Sachs LLC

Bio

• Hue Dang, CAMS-Audit

• Head of Asia
• ACAMS

Bio

• Dr. William Scott Grob, CAMS

• AML Director – APAC
• ACAMS

Bio

Supported By

Asian Development Bank

This targeted symposium provides a forum for in-depth discussions covering key areas of AML compliance and financial crime prevention. Our speaker faculty will share their expertise in a wide range of topics, including addressing regional compliance challenges. Take advantage of the small group format and take away valuable tools and techniques to share with your team.

Agenda-at-a-glance

Pricing

Group Discount is also available for groups of 2 or above. Please contact asia@acams.org for details.

*Discounts cannot be combined

Download Agenda

According to Anti-Money Laundering (AML) and Anti-Corruption regulations, financial institutions must take reasonable measures to determine whether an individual is a Politically Exposed Person (PEP). By placing PEPs into a higher risk model for Enhanced Due Diligence, organizations can protect themselves from being used by money launderers and other harmful activities. But not all PEPs present the same level of risk, it will vary depending on the country of jurisdiction, industry or sector etc.

根据反洗钱和反腐败要求，金融机构必须采取合理措施，确定个人是否是政治公众人物 (PEP)。藉由将 PEPs 置于较高的风险模型中，辅以加强尽职调查，机构可以保护自己不被洗钱者和其他有害活动所使用。但并非所有 PEPs 都存在相同的风险水平，它将因司法管辖权、行业或单位的不同等而有所差异。

Learning Objectives 学习目标

• How regulations are changing
  法规的变化
• Factors contributing to PEP risk – which PEPs may be riskier than others
  导致政治公众人物风险的因素——可能比其他人更危险
• PEP regime
  政治公众人物管理制度
• Best practices for optimizing screening and monitoring
  优化筛选和监测的最佳做法

Please complete the form in English.
注：以下表格请以英文填写

Moderator 主持人

• 许胧方 (CAMS-FCI) | Joyce Hsu, CAMS-FCI

• 反洗钱合规策略总监 | AML Director – North Asia
• 公认反洗钱师协会 (ACAMS) | ACAMS

Bio | 简介

As artificial intelligence (AI), machine learning and robotics play a growing role in AML, compliance professionals are grappling with how to make optimal use of these innovations to strengthen financial crime detection and hone risk management practices. To master these tools, compliance professionals must have a solid grounding in their predictive and cognitive capabilities, as well as their practical applications. For example, the ability to analyze large amounts of data, and use algorithmic-led analytics to discover criminal patterns. During this insightful webinar, panelists will provide practical guidance for achieving the optimal blend of traditional compliance discipline and powerful new technological tools.

Learning Objectives

• Analyzing how various automation technologies work to determine complementary uses to support traditional rules-based AML
• Staying current on tech advances and regulatory changes to update IT infrastructure and oversight as warranted
• Developing a shared vision on role of AML technologies with cross-functional stakeholders in your organization such as IT, front-line staff and senior management

Who Should Attend

• Compliance Personnel
• Technology Officers
• Industry Consultants

Region/Sector

• Global
• Bank

Pricing

Speaker

• Rock T. Magleby-Lambert, CAMS

• Senior Manager
• PNC Bank

On 23 June 2016, the UK voted to leave the European Union (EU). It is scheduled to exit on 29 March 2019. After the separation, the currently estimated 19,000+ EU regulations*, directives and other rules will not apply in Britain. This includes sanctions and AML regimes. This webinar will look into the measures that the UK Government and public bodies are taking in introducing new anti-financial crime laws and the practical compliance implications on the financial services sector.

Learning Objectives

• Obtain a consolidated understanding of the proposed new UK AFC regulatory framework after Britain leaves the EU, including in relation to the 5AMLD
• Gain greater insight into the Sanctions and Anti-Money Laundering Bill and its provisions – what it means for implementation of sanctions and updates to AML laws in the UK
• Learn about strategies that financial services and other affected sectors may choose to adopt in managing the change

Register Here

Moderator

• Kieran Beer

• Chief Analyst/Director of Editorial
• ACAMS

Bio

Mr. Beer has been the editor-in-chief and editorial director for ACAMS moneylaundering.com since January 2007.

Prior to that, he was executive editor of Bloomberg Wealth Manager, a trade magazine for financial advisers to wealthy individuals, and he served as a staff writer for Bloomberg Markets Magazine. Mr. Beer has been a financial journalist for more than 20 years, beginning his career at Institutional Investor, where he worked as a reporter and editor in the newsletter division and was a contributor to Institutional Investor magazine. He served as editor-in-chief of The Bond Buyer, founding editor of Thomson Municipal News/The Bond Buyer Wire and as the editor of the American Banker.

Mr. Beer writes a column and periodically reports on money laundering and bank compliance. He has served as a panelist and moderator at industry conferences, appeared on CNN, CNBC, WCBS, and spoken on NPR and Bloomberg radio (WBBR).

Who Should Attend

• Compliance Personnel
• Industry Consultants
• Risk Managers
• KYC/CDD Onboarding Officers Law Enforcement

Region/Industry

• Global
• Europe
• Bank

Sanctions management is increasingly complex, whether it’s staying current on the re-imposed economic sanctions on Iran, or navigating the complexities of sectoral sanctions. Institutions must deal with growing divergences between U.S. sanctions regimes and those of other governing bodies. Panelists will provide timely information on current sanctions changes and updates, and share practical, risk-based approaches for strengthening your overall sanctions compliance program.

Learning Objectives

• Assembling human capital and technological infrastructure such as automated SDN screening to ensure timely responses to changing sanctions requirements
• Enhancing enterprise-wide information sharing to bolster CDD, customer screening and transaction monitoring and identify and resolve potential sanctions-related red flags
• Creating protocols for ongoing sanctions oversight, such as "micro" lookbacks of potentially problematic accounts, updating client profiles and standardizing account exiting procedures
• Understanding AML challenges associated with Venezuela, including PDVSA’s bribery and money laundering charges, and currency control evasion via trade-based money laundering

Who Should Attend

• Sanctions Risk Officers and Managers
• Compliance Managers
• General Counsel
• Compliance IT Teams

Region/Sector

• Global
• North America
• Bank
• Securities
• Insurance

Pricing

Moderator

• Jennifer B. Morrison, CAMS-Audit

• VP Senior Risk Manager
• Corporate One Federal Credit Union

Speakers

• Alison Jimenez, CAMS

• President/Founder
• Dynamic Securities Analytics, Inc.

• Adam A. Smith

• Partner
• Gibson, Dunn & Crutcher LLP

An engaging panel of industry leaders will provide their insights into the role of new technologies to fight financial crime. The experts will highlight the need to separate reality from the hype by discussing the benefits of artificial intelligence and machine learning through the lens of real-life cases.

Learning Objectives

• Understand the challenges and limitations of conventional technology in an increasing complex financial crime landscape.
• Review of real-life cases where technology played a critical role to enhance detection, strengthen investigations, and improve reporting to law enforcement.
• Gain insights from industry leaders on the future of crime-fighting technology including artificial intelligence and machine learning.

Who Should Attend

• Compliance Personnel
• General Counsel
• Technology Officers
• Industry Consultants

Region/Industry

• Financial Institutions
• Technology
• Global

Register Here

Speakers

• Brendan Brothers

• Co-founder
• Verafin

• Jim Richards

• Founder and Principal
• RegTech Consulting LLC

Precious metals, jewelry and gems are common conduits for money laundering due to their high market demand, liquidity and transferability. The changeability of precious metals, which can be melted down, thus obliterating refinery marks, can make them virtually untraceable. Join us for this intriguing webinar as panelists detail typologies common to using precious metals, jewelry and gems to launder illicit funds, along with tips for detecting, investigating and resolving suspicious activities linked to such activities.

Learning Objectives

• Reviewing recent AML case studies involving precious metals, jewelry or gems, including the Miami gold dealer money laundering scheme
• Implementing risk models and monitoring techniques to detect criminal activities tied to precious gemstones, including smuggling and illegal mining
• Escalating alerts and red flags to ensure thorough investigation and prompt resolution of suspicious activities indicating illicit activities involving precious metal dealers and jewelers

Who Should Attend

• Chief Compliance Officers
• Compliance Personnel
• Lawyers/Accountants

Region/Sector

• Global
• Bank
• Law Enforcement

Pricing

Moderator

• Liat Shetret, CAMS

• Senior Advisor on Financial Integrity and MENA Programs and Consultant
• Independent Consultant and Global Center on Cooperative Security

Cyber criminals continue to become more sophisticated and the cost of cyber-attacks is soaring. Experts are projecting damage costs to hit $6 trillion annually by 2021, making it the most lucrative form of theft in history. AML professionals are on the front lines of fighting cybercrime, and crucial to this effort are suspicious activity reports, or SARs. Panelists will cover best practices for fulfilling financial institutions’ responsibility to report cyber incidents, analyzing developments such as FinCEN’s cyber SAR requirements and the state of New York’s rules for cyber security and cybercrime reporting.

Learning Objectives

• Reviewing cyber elements from the updated FinCEN SAR filing format and parsing FinCEN’s guidance on cyber-related SARs
• Understanding new information collection and documentation tools and information sharing systems to incorporate cyber SAR requirements into existing filing systems
• Detailing the NYDFS cybersecurity and cyberattack reporting requirements to ensure full compliance with applicable standards

Who Should Attend

• Compliance Managers
• Legal Advisors
• FIU/FCC Personnel

Region/Sector

• Global
• North America
• Bank
• MSB
• Securities

Pricing

Speakers

• Anthony Giattino

• Special Agent
• U.S. Attorney’s Office
• Southern District of NY

• Amy Wotapka, CAMS

• BSA Officer
• First America Bank

Financial institutions in the MENA region face stronger screening requirements for both foreign and domestic PEPs. That requires AML professionals in the region to address issues such as false negatives due to poor data, create proper controls for third-party risks and maintain vigilant oversight of identified PEPs. Join us to hear practical information and best practices for efficient PEP screening and risk management, including solutions to common pain points on data quality, and the promises and pitfalls of automated screening.

Learning Objectives

• Navigating PEP-related regulatory requirements, including the Foreign Corrupt Practices Act (FCPA) and the UK Bribery Act
• Conducting ongoing screening for, and monitoring of, PEPs to remain compliant with all applicable regulatory requirements
• Reviewing recent case studies for lessons on strengthening PEP oversight and investigating and resolving systemic deficiencies

Who Should Attend

• Compliance Personnel
• Risk Assessment Managers
• Industry Consultants

Region/Industry

• MENA
• Banks With MENA Affiliates
• MSBs with MENA Operations

Register Now

From cease and desist orders to civil money penalties and even personnel removal/prohibition demands, recent enforcement actions have reaffirmed the need for a solid, risk-focused AML/BSA program to consistently meet all compliance obligations. During this webinar, panelists will review major legal cases and enforcement actions, identifying and analyzing deficiencies that produced penalties for financial institutions in 2018.

Learning Objectives

• Scrutinizing recent AML enforcement actions to discern expectations for risk-tailored programs and needs for adequate staffing and resources
• Instituting confidential reporting systems such as whistleblower hotlines to encourage disclosure of co-worker malfeasance
• Improving your current AML program with practical strategies such as ensuring your board is actively engaged to prevent violations and penalties

Who Should Attend

• AML/CTF Officers
• Risk Managers
• Law Enforcement
• Compliance Officers

Region/Industry

• Banking
• MSB
• Securities
• Gaming
• Government (Regulatory and Law Enforcement)
• Global

Pricing

Moderator

• Myrna Olvera, CAMS

• SVP BSA Program & Head of FIU
• East West Bank

Speaker

• Jason Chorlins, CAMS

• Principal | Risk Advisory Services
• Kaufman Rossin

Trade-based money laundering (TBML) remains a potent problem for AML professionals, with estimates that hundreds of billions of dollars annually are being laundered through increasingly sophisticated schemes. However, armed with knowledge of common typologies – and red flags – indicating possible trade-based laundering conspiracies, compliance professionals can mitigate the risks of the illicit proceeds entering their institutions, as well as investigate and resolve alerts suggesting potential TBML activity. This webinar details practical strategies for combating, detecting and reporting TBML.

Learning Objectives

• Reviewing recent cases when TBML was used to legitimize criminal proceeds from trafficking in products such as drugs, art, endangered wildlife and black-market commodities
• Utilizing data analytics and other tools to identify red flags such as potential invoice manipulation, usage of high-risk transshipment points and "carousel" transactions
• Creating risk-based "Know Your Importer/Exporter" anti-TBML models based on factors such as geography, ownership structure, product lines and transactional activity

Who Should Attend

• Compliance Officers
• Risk Managers
• Technology Officers
• Industry Consultants

Region/Industry

• Global
• North America
• Bank
• Technology
• Regulatory Agencies

Pricing

Moderator

• Liat Shetret, CAMS

• Senior Advisor on Financial Integrity and MENA Programs and Consultant
• Independent Consultant and Global Center on Cooperative Security

Speaker

• Joseph Gallion

• Senior Vice President | BSA/AML Special Investigations Unit Manager
• BB&T Corporation

The continuous changes in state marijuana laws, coupled with significant shifts in federal policy, have led to conflicting signals when it comes to banking marijuana-related businesses (MRBs). This webinar will take a deep dive into the latest developments on MRBs, including reviewing the current state of marijuana regulations, creating transactional review policies and assessing what marijuana legalization in Canada means for the U.S. and cross-border transactions.

Learning Objectives

• Differentiating various state, federal and non-U.S. marijuana laws to effectively analyze unique AML issues regarding MRBs
• Detailing risks associated with providing banking services to vendors and service providers of MRBs, such as agricultural suppliers and logistics providers
• Developing agile risk models to ensure robust responses to changing laws and regulatory requirements

Who Should Attend

• Compliance Officers
• Risk Managers
• On-boarding Managers
• MSB Managers
• Relationship Managers

Region/Industry

• Global
• North America
• Banking
• MSB
• Legal

Pricing

Moderator

• Alison Jimenez, CAMS

• President/Founder
• Dynamic Securities Analytics, Inc.

Speaker

• Michael S. Schidlow, CAMS-Audit

• Head of FCC and Emerging Risk Audit Development
• Global Internal Audit
• HSBC Bank

Ein Überblick über die Umsetzungsbemühungen und Auswirkungen in der DACH-Region!

Als Professionals im Geldwäschebereich müssen wir uns der Herausforderung stellen, sich mit einem ständig änderndem regulatorischem Umfeld Schritt zu halten.

Der weitreichende Umfang der 4. EU-Geldwäscherichtlinie mit ihrer Übersetzung in das deutsche und österreichische Geldwäscherecht hat noch nicht seine volle operative Auswirkungen gezeigt, da wird bereits die 5. Geldwäscherichtlinie verabschiedet und Diskussionen über eine “6. Geldwäscherichtlinie” dauern an. Dies stellt definitiv eine außergewöhnliche Situation dar.

Viele Banken in Deutschland und Österreich ringen mit der Umsetzung der Änderungen aus der 4. Geldwäscherichtlinie wie sie Einzug in die nationalen Geldwäschegesetze in Deutschland und Österreich gefunden haben.

Wie denken führende Experten darüber? Seien Sie mit dabei, wenn Experten aus dem Geldwäschebereich darüber diskutieren wie man das sich ständig ändernde regulatorische Umfeld des Geldwäscherechts effektiv steuert. Unsere Diskussionsrunde wird Ihnen aktuelle Informationen zur gegenwärtigen Implementierung geben, sowie mit Ihnen Lessons Learned und Best Practices für zukünftige Umsetzungen teilen. Zusätzlich wird Ihnen unser Panel auch einen Ausblick auf die europäischen Entwicklungen im Geldwäscherecht geben, die uns in der nächsten Zukunft erwarten.

Lernziele

• Erfahren Sie mehr über den aktuellen Umsetzungsstand in Deutschland uns Österreich
• Folgen Sie einer spannenden Diskussion zu Lessons Learned- und Best Practice-Ansätzen, um Ihre zukünftigen Implementierungen zu unterstützen
• Besseres Verständnis und Insights der kommenden Anforderungen

Wer sollte teilnehmen?

• MitarbeiterInnen in Geldwäsche- und Anti-Financial Crime-Abteilungen
• Geldwäschebeauftragte
• Risk ManagerInnen
• BeraterInnen
• MitarbeiterInnen in Rechtsabteilungen
• MitarbeiterInnen in Strafverfolgungs- und Ermittlungsbehörden
• MitarbeiterInnen in Aufsichtsbehörden

Regionen/Industrien

• DACH-Region
• Banken
• Finanzindustrie
• Beratung
• Legal
• Strafverfolgungs- und Ermittlungen
• Aufsicht

Register Now

Moderator

• Holger Pauco-Dirscherl, CAMS

• Head Global Financial Crime Unit
• Commerzbank AG

Bio

Holger Pauco-Dirscherl is the Head of the Global Financial Crime Unit of Commerzbank AG. A global unit whose responsibility it is to facilitate information sharing and perform analysis on key events related to AML, CTF and Sanctions. Before this, he was Head Financial Crime at UBS Deutschland AG responsible for the Financial Crime and Sanctions teams after acting as German Country Compliance Manager/MLRO and Deputy Branch Manager of the two Wells Fargo entities in Frankfurt, Germany. In this position he was responsible for the regulatory set up and the AML framework of both the banking side Wells Fargo Bank International, Frankfurt Branch and the asset management side Wells Fargo Securities International, Frankfurt Branch. He was part of the wider EMEA Financial Crime Risk Management and EMEA Compliance Management.

Prior to this, he worked for ING-DiBa AG in the AML and Fraud department among others before he joined GenoTec GmbH as an outsourced MLRO for several banks and financial service providers.

Holger is the Co-Chair of the ACAMS Germany Chapter and an AML Certification Instructors for ACAMS as well as a lecturer at the Frankfurt School of Finance & Management. He is a Certified Anti-Money Laundering Specialist (CAMS), a Certified Fraud Examiner (CFE), a Certified Financial Crime Specialist (CFCS) and holds a MBA degree from the OU Business School.

Validating automated transaction testing and monitoring models provides compliance professionals with a “whole picture” analysis as to what is or isn’t working and what needs enhancement. It can also provide early warning on potential compliance issues. However, organizations face challenges when validating automated transaction testing and monitoring programs, including a lack of resources and inaccurate know your customer data. This webinar will provide best practices and effective methods for validating your overall automated transaction testing and monitoring system development lifecycle.

Learning Objectives

• Reviewing audit findings to identify systemic issues such as backlogs in screening and/or monitoring
• Creating a strategic management action plan (MAP) to resolve audit identified issues
• Developing metrics and quantifying goals for optimal outcomes
• Examining for the fulfillment of MAPs and risks minimized
• Understanding common delays and solutions to issue closure

Who Should Attend

• Compliance Officers
• Risk Managers
• On-boarding Managers
• Relationship Managers

Region/Industry

• Global
• North America
• Bank

Pricing

Moderator

• Joe Soniat, CAMS-FCI

• Vice President – BSA AML Officer
• Union Bank and Trust

Bio

Speakers

• Jason Chorlins, CAMS

• Principal | Risk Advisory Services
• Kaufman Rossin

• Bob Pasely, CAMS

• Owner
• Pasley Consulting

Managing AML and regulatory risks involving the new FinTech and cryptocurrency revolutions has become a priority for compliance professionals looking to stay ahead in a rapidly changing world. And, that emphasis is all but certain to grow in AML’s tech-driven future. This webinar provides cutting-edge insights on the risks and challenges posed by these digital developments that are transforming – and disrupting – virtually every aspect of banking, while outlining practical strategies to embrace and master these revolutionary changes.

Learning Objectives

• Understanding unique AML risks and challenges associated with FinTech and cryptocurrencies to ensure oversight adequacy
• Reviewing virtual currency case studies to identify issues involving transparency and monitoring and to adjust oversight models as warranted
• Detailing how the FinTech and cryptocurrency revolutions and other tech advances are impacting traditional AML roles

Who Should Attend

• Compliance Personnel
• Technology Officers
• Industry Consultants

Region/Industry

• Global
• Bank

Pricing

Moderator

• William J. Voorhees

• Senior Vice President | BSA/AML Financial Intelligence Unit Manager
• BB&T